Companies

Zocks

zocks.io

Zocks provides privacy-first AI automation and client intelligence software for financial advisors and firms.

HQSan Francisco, California, United States
Employees51-200
Funding$65M
21 active roles
Jobs checked 3d ago
Specialization
Not classified
Business
Software Applications
Market
Financial Services
Ecosystem
Applications
Customers
Small Businessesand 1 more customers values
  • Enterprises
More details
Organization type
Commercial Company
Ecosystem
Applications
Business
Software Applications
Specialization
Not classified
Market
Financial Services
Customers
Small Businesses, Enterprises
Delivery models
Hosted Software
Revenue models
Subscription
Listing status
Not classified
Latest equity round
Series B
Reported funding amount
$50M-$200M

About

Zocks builds a privacy-first AI platform for financial advisors and firms, automating meeting notes, preparation, forms, emails, CRM updates, and client intelligence workflows. Its differentiation is a confidential, enterprise-ready approach with integrations, configurable workflows, security controls, and advisor-specific intelligence.

Market

Zocks competes in vertical AI and workflow-automation software for financial advisors and wealth-management firms. It positions itself as a privacy-first, enterprise-ready AI assistant and broader system of work—not merely a meeting-notes tool—by converting conversations into structured data, automating tasks across CRM and wealth-stack systems, and providing strong security, compliance, permissions, and retention controls.

Target Customers

Zocks targets financial advisors and advisory firms across the market, from solo advisors and mid-sized practices to large enterprises. The likely buyers are advisory-firm leaders, operations teams, and compliance-conscious enterprise decision-makers seeking to automate advisor workflows while retaining control over sensitive client data.

At a Glance

Problem

Financial advisors lose substantial capacity to administrative work surrounding client relationships rather than to the advice itself. Zocks cites research that typical advisors spend less than 20% of their working time meeting with clients, while the rest includes taking notes, updating CRMs, drafting follow-up emails, and entering information into forms and other documentation. The economic pain is therefore a combination of wasted high-value advisor time, slower service, inconsistent follow-up, and limited capacity to serve more households or grow assets under management.

The killer use case is turning a client conversation into completed downstream work. Instead of manually reconstructing a meeting, entering data, preparing account-opening or intake paperwork, and writing follow-ups, an advisor can move from conversation to documented, actionable client service. Zocks says its platform saves advisors more than 10 hours per week, although the actual savings depend on integration depth, configuration, and how many workflows a firm adopts.

Product / Service

Zocks is an enterprise-grade, privacy-first AI platform for financial advisors, serving solo advisors, mid-sized practices, and larger firms. It captures information from conversations and emails, converts personal and financial details into structured client data, and uses that data to generate meeting notes, prepare meetings, draft tailored emails, fill forms, update client profiles, and automate workflows such as onboarding and account opening. The platform is designed not to record audio or video; Zocks emphasizes confidential conversations, advisor-controlled data, and compliance-oriented controls.

The product's main advantage is workflow depth rather than simple transcription. It connects bi-directionally with CRMs, email, calendars, financial-planning systems, tax software, portfolio-management tools, and other wealth technology, allowing it to read context and write completed information back into systems of record. This can accelerate time to advice, improve the consistency of client service, and help firms identify life events, unmet planning needs, and potential revenue opportunities across their client base.

Market

Zocks competes in the AdvisorTech and wealth-management software market, specifically the emerging category of AI meeting assistants and broader advisor workflow-automation platforms. Its competitive set includes advisor-specific products such as Jump, Pulse360, and FinMate AI, as well as general-purpose meeting-note and collaboration tools such as Fireflies, Fathom, Otter, and Zoom AI Companion. Zocks positions itself against narrower note-taking products by emphasizing structured data, deeper integrations, enterprise controls, and automation across the full client-meeting lifecycle; its own comparison page specifically identifies Jump as a direct alternative.

Zocks is clearly commercial rather than pre-revenue. Founded in 2022, the company says it has raised $65 million in total, including a $45 million Series B in January 2026, and that more than 5,000 financial firms use the platform. Its disclosed enterprise customers include Ameritas, Carson Group, Kestra Financial, and Osaic, while its company reference material reports 8x year-over-year revenue growth. These figures are company-reported, and the available evidence does not disclose absolute revenue, pricing, or profitability.

Founders & Leadership

Mark GilbertFounder
CEO and Co-founder
Ákos RatkuFounder
CTO and Co-founder
Steven LatowChief Strategy Officer
Matt HalloranChief Evangelist

Funding History

2024-02
Seed$5.5M

Lightspeed Venture Partners

2025-03
Series A$13.8M

Motive Ventures

2026-01
Series B$45M

Lightspeed Venture Partners, QED Investors

Recent News

2026-09-30product_launch
Zocks launches Advisor Intelligence plugin with seven Claude skills

On September 30, Zocks announced its Advisor Intelligence plugin for Claude, which packages seven financial-advisor workflow skills that use client context captured by Zocks. The skills can generate analyses and client-ready materials, and the plugin was available at announcement.

2026-09-01partnership
Zocks partners with Archive Intel on AI compliance reviews

Zocks announced an integration with Archive Intel that automatically sends Zocks-generated transcripts and notes to Archive Intel for contextual compliance review and record retention. The integration flags potentially non-compliant language and archives records for audit-ready access; Archive Intel clients can activate it for $12 per user per month.

2026-08-31product_launch
Zocks launches Schwab account opening and broader workflow updates

Zocks’s August product update introduced Schwab account opening, new scheduling capabilities, Zoom Phone integration, updates for any CRM record from a meeting, improved Document Intelligence, and per-user time-savings reporting. The Schwab workflow pre-fills account-opening information from client profiles, connected systems, and conversation data, and was initially available to a small pilot group.

2026-08-27customer_win
LaSalle St. Securities selects Zocks as AI assistant for its advisors

LaSalle St. Securities selected Zocks as an approved AI assistant for its network of more than 325 affiliated financial advisors, which collectively manage over $16 billion in assets. The announcement describes Zocks as supporting advisor workflows including meeting notes, client information capture, and follow-up automation.

2026-08-12partnership
Zocks partners with SEI to expand AI services for financial advisors

SEI announced a strategic partnership with Zocks, an AI assistant for financial advisors, to expand SEI’s advisor-services ecosystem and support AI-powered workflow automation. The companies will collaborate on advisor education, thought leadership, webinars, adoption resources, and practice-management programming.

2026-02-04partnership
Zocks and Wealth.com Launch AI Integration to Streamline Estate Planning

Zocks and Wealth.com announced a two-way integration that captures estate-planning details from client conversations and syncs them to Wealth.com. Advisors can review planning status before meetings, capture family and asset details during conversations, and update Wealth.com after meetings without switching systems.

2026-01-26funding
Zocks Raises $45M Series B to Accelerate AI-Powered Automation for Financial Advisors

Zocks raised $45 million in Series B funding co-led by Lightspeed Venture Partners and QED Investors, bringing total funding to $65 million. The company said it will expand agentic AI beyond administrative automation, strengthen enterprise integrations, security, and compliance, and help advisors identify and act on planning opportunities.

2025-09-08ma
Zocks Launches Next-Gen AI Assistant to Accelerate Client Acquisition and Servicing for Financial Advisors

Zocks launched an expanded AI platform with capabilities including Zocks Forms for automating intake and account-opening workflows, Zocks Email for generating data-backed client replies, and a native Zoom integration for real-time access to client information. The platform uses two-way integrations with eMoney, Orion, PreciseFP, and other industry tools.

Active Roles

21
hybrid - Budapest/Engineering/11d ago
hybrid - Budapest/Engineering/16d ago
hybrid - Denver/Sales/23d ago
remote - Remote US/HR & Recruiting/35d ago
remote - Remote US/Customer Success Manager/38d ago
hybrid - Denver/Customer Success Manager/38d ago
hybrid - Denver/Technical Account Manager/52d ago
hybrid - Denver/Implementation Engineer/52d ago
hybrid - Denver/Customer Success Manager/66d ago
hybrid - Budapest/Engineering/94d ago
hybrid - Budapest/Engineering/95d ago
hybrid - Budapest/HR & Recruiting/171d ago
hybrid - Budapest/Engineering/193d ago
hybrid - Budapest/Design/242d ago
hybrid - Budapest/Engineering/242d ago
hybrid - Budapest/Engineering/242d ago
hybrid - Budapest/Engineering/242d ago
hybrid - Budapest/Product/242d ago
hybrid - Budapest/Design/242d ago
hybrid - Budapest/Engineering/242d ago

Business Model

Zocks monetizes a tiered SaaS subscription offering for solo advisors, teams, and enterprises, with monthly and annual payment options. Its pricing page indicates annual-payment discounts and differentiated paid plans, while enterprise customers receive platform-level pricing.

Products

Zocks AI platform for advisor meeting intelligence and workflow automationMeeting note-taking, preparation, client-email drafting, form filling, and CRM/client-profile automationDocument Intelligence for extracting and syncing client and financial dataClient Queries for surfacing held-away assets, planning opportunities, and major life eventsZocks MCP for connecting client intelligence to ChatGPT, Claude, and other AI tools

Customers

AmeritasCarson GroupKestra FinancialOsaicHightowerCommonwealthCambridgeUnited PlannersNewEdge AdvisorsConcurrentTriad WealthRFGTAGJW ColeAffiliated Advisors

Tech Stack

AI/LLM-based conversational intelligence and workflow automationModel Context Protocol (MCP) connectivity for ChatGPT, Claude, and other AI toolsCRM, financial-planning, tax, portfolio-management, email, and broader wealth-stack integrationsEnterprise privacy, security, compliance, access-control, and data-retention technology, including SOC 2 Type 2 and HIPAA controls

Competitors

GReminders
Agentforce Financial Services (formerly Salesforce Financial Services Cloud)
Jump
Hazel

Key Investors

Lightspeed Venture Partners, QED Investors